Partner Seth Hanft was quoted in a July 10, 2023, Regulatory Compliance Watch article titled “Lessons from an adviser’s legal action.” The piece addresses the need for advisers to protect their interests by staying abreast of evolving securities laws.
Secure Act 2.0, passed in December 2022, “may be the broadest reaching legislation to impact retirement vehicles” ever, Hanft told Regulatory Compliance Watch. “Anything where you can pocket away retirement funds is going to be impacted in some way, shape or form.”
Read the article, Page 4 (subscription required).